Your response to them and their marketers should be:

  • Ascertain the name of the scheme and its office address.
  • Visit the SEC website ( for information on registered fund managers and to determine whether or not the scheme is registered with the Securities and Exchange Commission.
  • Inform the Securities and Exchange Commission either through the SEC Head office, e-mail addresses or any of the Zonal offices. Contact details are available on the SEC website (kindly click here).
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